BD
ChFC
BD
ChFC

Brian Duda

32 Years of Experience
Port Huron, MI
1 DisclosureBrokerSells Insurance

Brian Duda is a ChFC-designated registered investment advisor, based in Port Huron, MI, with 32 years of industry experience.

Location

2932 Pine Grove Ave., Suite 1, Port Huron, MI, 48060

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2018
Final
Other Business ActivitiesSells Insurance

Brian is an advisory representative of a RIA, an independent insurance agent, and operates under the DBA Retirement & Wealth Strategies. He also holds positions in several non-investment related organizations, including a church committee, Kiwanis, and a business association, and dedicates nearly full-time hours to Retirement & Wealth Strategies.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2017 - Present · 9 yrs 2 mos
Cambridge Investment Research, INC.Broker
May 2017 - Present · 9 yrs 2 mos
Previous Registrations
MML Investors Services, LLC
July 2015 - February 2017 · 1 yr 7 mos
MML Investors Services, LLCBroker
June 2015 - February 2017 · 1 yr 8 mos
Northwestern Mutual Investment Services,llc
June 2011 - April 2015 · 3 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
May 1993 - January 2002 · 8 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
March 1993 - April 2015 · 22 yrs 1 mo
State Registrations3 states
FLMISC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Duda - Financial Advisor | TrueAdvisor