Richard Goodwin
Richard Goodwin is a ChFC-designated registered investment advisor at Realta Investment Advisors, INC, based in Richardson, TX, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,958 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Realta Investment Advisors offers investment management services through various programs. The maximum annual fee for the Advisor as Portfolio Manager (APM) program is 2.50%, billed quarterly in advance. For Unified Managed Accounts (UMA) and Separately Managed Accounts (SMA), the maximum annual fee is also 2.50%, billed quarterly in advance, excluding platform fees. The total annual fee for the client (including Realta's fee and third-party platform fees) cannot exceed 3.00%. Fees are negotiable at Realta's discretion.
Location
1100 W Campbell Road #203, Richardson, TX, 75080
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a 2% owner in Fish City Grill, LLC and a passive investor since 2010. He also owns Income and Wealth Strategies, an S Corp for tax purposes, and provides life insurance to clients for a percentage of sales, dedicating a few hours per week. Richard is also an investment advisor representative with Realta Investment Advisors, Inc., raises capital for commercial real estate through Evolution General Partner Member, and is a registered representative with Wealth Strategies Advisory Group (WSAG).
Employment History
Current Registrations
Realta Equities, INC.Broker
Realta Investment Advisors, INC
Previous Registrations
Titan SecuritiesBroker
Titan Securities
Spc
Sammons Securities Company, LLCBroker
American General Securities, Incorporated
Franklin Financial Services CorporationBroker
Omega Securities, INC.Broker
Sunamerica Securities, INC.Broker
Allmerica Investments, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.