Karl Schwinck is a registered investment advisor, based in Denver, CO, with 32 years of industry experience.
Location
2955 East 1st Avenue, Suite 300, Denver, CO, 80206
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Regulatory History (1)
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Customer Dispute
March 2008Settled
Other Business ActivitiesSells Insurance
Karl works as a managing wealth advisor at Ashton Thomas Private Wealth, dedicating full-time hours to managing client portfolios. He also works as a life insurance agent at Ashton Thomas Insurance Agency, spending a few hours per week. Finally, Karl is the registered agent for Single Track Attack LLC, a holding firm, spending minimal time on this activity.
Employment History
Current Registrations
M. S. Howells & CO.
February 2023 - Present · 3 yrs 3 mos
M. S. Howells & CO.Broker
February 2023 - Present · 3 yrs 3 mos
Ashton Thomas Private Wealth
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - February 2023 · 12 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2011 - February 2023 · 12 yrs 1 mo
Wells Fargo Investments, LLC
April 2001 - January 2011 · 9 yrs 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
September 1999 - December 2000 · 1 yr 3 mos
Mcdonald Investments INC.Broker
May 1999 - August 1999 · 3 mos
Key Investments INC.Broker
September 1997 - May 1999 · 1 yr 8 mos
Charles Schwab & CO., INC.Broker
May 1993 - September 1997 · 4 yrs 4 mos
Northwestern Mutual Investment Services, INC.Broker
April 1993 - May 1993 · 1 mo
Robert W. Baird & CO. IncorporatedBroker
April 1993 - May 1993 · 1 mo
State Registrations12 states
AZCACOFLIDLANCNENMSCVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.