JR
JR
James Reilly is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
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Regulatory History (6)
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Customer Dispute
May 2003Award / Judgment
Customer Dispute
May 2003Settled
Customer Dispute
October 2002Settled
Customer Dispute
September 2002Settled
Customer Dispute
August 2002Settled
Customer Dispute
June 2001Settled
Employment History
Current Registrations
Morgan Stanley
June 2014 - Present · 11 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 1995 - June 2009 · 13 yrs 9 mos
First Montauk Securities CORP.Broker
April 1994 - September 1995 · 1 yr 5 mos
State Registrations32 states
ARAZCACOCTDCFLGAILINLAMAMDMENCNHNJNMNVNYOHORPASCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.