Teresa Brock is a registered investment advisor, based in Stillwater, MN, with 28 years of industry experience.
Location
Stillwater, MN
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Teresa volunteers for Q Science, focusing on wellness and beauty sales, dedicating minimal time. She is also a member of A2Zane LLC, a private business, spending a few hours per week on operations, oversight, and writing reviews.
Employment History
Current Registrations
Voya Investments Distributor, LLCBroker
September 2025 - Present · 8 mos
Voya Investments Distributor, LLC
September 2025 - Present · 8 mos
Voya Financial Partners, LLC
September 2025 - Present · 8 mos
Voya Financial Partners, LLCBroker
September 2025 - Present · 8 mos
Voya Financial Advisors, INC.
September 2025 - Present · 8 mos
Voya Financial Advisors, INC.
September 2025 - Present · 8 mos
Voya Financial Advisors, INC.Broker
September 2025 - Present · 8 mos
Previous Registrations
Next Financial Group, INC.Broker
April 2025 - August 2025 · 4 mos
Cadaret, Grant & CO., INC.Broker
April 2025 - August 2025 · 4 mos
Western International Securities, INC.Broker
April 2025 - August 2025 · 4 mos
Sorrento Pacific Financial, LLC
February 2020 - July 2024 · 4 yrs 5 mos
Sorrento Pacific Financial, LLCBroker
February 2020 - July 2024 · 4 yrs 5 mos
Cuso Financial Services, L.P.
August 2019 - August 2025 · 6 yrs
Cuso Financial Services, L.P.Broker
August 2019 - August 2025 · 6 yrs
AXA Advisors, LLC
May 2017 - January 2019 · 1 yr 8 mos
AXA Advisors, LLCBroker
April 2017 - January 2019 · 1 yr 9 mos
Benjamin & Jerold Brokerage I, LLCBroker
April 2016 - March 2017 · 11 mos
Bma SecuritiesBroker
January 2013 - October 2014 · 1 yr 9 mos
Spencer Edwards, INC.Broker
August 2012 - December 2012 · 4 mos
Bma SecuritiesBroker
March 2011 - August 2012 · 1 yr 5 mos
Scottsdale Capital Advisors CORP
February 2010 - March 2011 · 1 yr 1 mo
Scottsdale Capital Advisors CORPBroker
February 2010 - March 2011 · 1 yr 1 mo
W. Quillen SecuritiesBroker
June 2008 - February 2009 · 8 mos
Nexcore Financial Services, Incorporated
January 2007 - August 2007 · 7 mos
Nexcore Capital, INC.Broker
January 2007 - August 2007 · 7 mos
Atlas Securities, INC.Broker
July 2005 - May 2006 · 10 mos
Dean Investment Associates
June 1997 - August 2005 · 8 yrs 2 mos
2480 Securities LLCBroker
June 1997 - July 2005 · 8 yrs 1 mo
Dean Witter Reynolds INC.Broker
April 1993 - July 1997 · 4 yrs 3 mos
State Registrations1 state
OR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.