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Christopher Coppola

Ameriprise Financial Services, LLC
33 Years of Experience
North Haven, CT
2 DisclosuresBroker
View SEC Summary
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Christopher Coppola is a registered investment advisor at Ameriprise Financial Services, LLC, based in North Haven, CT, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 State St, Unit E1, North Haven, CT, 06473-2182

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Pending
Customer Dispute
September 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is involved in equine training through Triple Bar C since 2015, dedicating minimal time. He also assists the town of Berlin, CT with economic development, also dedicating minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2009 - Present · 17 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2009 - Present · 17 yrs 5 mos
Ameriprise Financial Services, LLC
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Securities America, INC.Broker
July 2009 - October 2011 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - May 2009 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - May 2009 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.
July 1998 - June 2005 · 6 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
December 1997 - June 2005 · 7 yrs 6 mos
David Lerner Associates, INC.Broker
April 1993 - January 1998 · 4 yrs 9 mos
State Registrations23 states
AZCACOCTDEFLMAMDMEMIMNNCNHNJNYPARISCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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