BZ
CFP
BZ
CFP

Bruce Zirpel

32 Years of Experience
Omaha, NE
1 DisclosureBrokerSells Insurance

Bruce Zirpel is a CFP-designated registered investment advisor at LPL Financial LLC, based in Omaha, NE, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1819 N 169th Plz Ste B, Omaha, NE, 68118

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Other Business ActivitiesSells Insurance

Bruce operates his LPL business through Financial Results Group, LLC, dedicating full-time hours to it. He also engages in insurance sales, spending a few hours per week, and has real estate rental properties.

Employment History
Current Registrations
LPL Financial LLC
January 2020 - Present · 6 yrs 4 mos
LPL Financial LLCBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Securities America Advisors, INC.
August 2004 - January 2020 · 15 yrs 5 mos
Securities America, INC.Broker
August 2004 - January 2020 · 15 yrs 5 mos
Thrivent Investment Management INC.
April 2003 - August 2004 · 1 yr 4 mos
Thrivent Investment Management INC.Broker
April 1993 - August 2004 · 11 yrs 4 mos
State Registrations8 states
AZCAIANDNESDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.