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Linda Derickson

Founders Financial Securities, LLC
32 Years of Experience
Berlin, MD
1 DisclosureBrokerSells Insurance
View SEC Summary
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Linda Derickson is a registered investment advisor at Founders Financial Securities, LLC, based in Berlin, MD, with 32 years of industry experience. Linda is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Berlin, MD

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Linda is the owner and sole proprietor of Derickson Financial, where she works as a financial advisor providing financial planning services. She dedicates nearly full-time hours to client consultation, financial plan preparation, and investment strategy evaluation, which may include life, long-term care, and disability insurance.

Employment History
Current Registrations
Founders Financial Securities, LLC
September 2008 - Present · 18 yrs 1 mo
Founders Financial Securities LLCBroker
February 2008 - Present · 18 yrs 8 mos
Previous Registrations
Jefferson Pilot Securities CorporationBroker
May 2006 - February 2008 · 1 yr 9 mos
Uvest Financial Services Group, INC.Broker
May 2003 - January 2006 · 2 yrs 8 mos
Essex National Securities, INC.Broker
November 2000 - May 2003 · 2 yrs 6 mos
Princor Financial Services CorporationBroker
February 2000 - December 2000 · 10 mos
Capitol Securities Management, INC.Broker
May 1998 - January 2000 · 1 yr 8 mos
Corelink Financial, INC.Broker
May 1998 - June 1998 · 1 mo
Signet Financial Services,inc.Broker
April 1993 - December 1997 · 4 yrs 8 mos
State Registrations9 states
AZDCDEFLMDNCSCVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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