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Alexander Leon

Flagstar Securities, INC.
31 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Alexander Leon is a registered investment advisor at Flagstar Securities, INC., based in New York, NY, with 31 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,123 clients with $780M in assets under management.

Flagstar Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
28 advisors
Number of Clients
1,123 clients
Average Client Portfolio
$698K average
Assets Under Management
$784.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.62%
$1.0M - $5.0M1.10%
$5.0M - $10.0M0.83%
$10.0M - $20.0M0.55%
$20M+0.43%

Rates combine the maximum advisory fee and sponsor fee. Third-party manager fees (0.25% to 1.25%) are additional.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1400 Broadway, 16th Floor, New York, NY, 10018

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alexander is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. This investment-related activity commenced in June 2024 and requires weekly time, including during trading hours.

Employment History
Current Registrations
Flagstar Securities, INC.
January 2025 - Present · 1 yr 9 mos
Flagstar Securities, INCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Flagstar Advisors, INC.
November 2018 - December 2024 · 6 yrs 1 mo
Signature SecuritiesBroker
May 2018 - June 2018 · 1 mo
Hsbc Securities (USA) INC.
June 2006 - July 2018 · 12 yrs 1 mo
Hsbc Securities (USA) INC.Broker
February 2005 - July 2018 · 13 yrs 5 mos
Chase Investment Services CORP.
September 2004 - January 2005 · 4 mos
Chase Investment Services CORP.Broker
February 2004 - January 2005 · 11 mos
Hsbc Brokerage (USA) INC.Broker
August 2002 - October 2003 · 1 yr 2 mos
Fahnestock & CO. INC.Broker
January 2002 - August 2002 · 7 mos
Prime Charter LTD.Broker
November 1998 - January 2002 · 3 yrs 2 mos
Josephthal & CO., INC.Broker
February 1998 - November 1998 · 9 mos
Nichols, Safina, Lerner & CO. INC.Broker
October 1996 - March 1998 · 1 yr 5 mos
Joseph Stevens & Company, L.P.Broker
September 1995 - October 1996 · 1 yr 1 mo
Meyers Pollock Robbins, INC.Broker
April 1995 - August 1995 · 4 mos
A.S. Goldmen & CO., INC.Broker
August 1994 - January 1995 · 5 mos
Gruntal & CO. IncorporatedBroker
September 1993 - February 1994 · 5 mos
State Registrations12 states
CTDCFLMAMDMINJNYPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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