Douglas Geraghty is a CFP-designated registered investment advisor at Flagstar Securities, INC., based in New York, NY, with 13 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,123 clients with $780M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.62% |
| $1.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 0.83% |
| $10.0M - $20.0M | 0.55% |
| $20M+ | 0.43% |
Rates combine the maximum advisory fee and sponsor fee. Third-party manager fees (0.25% to 1.25%) are additional.
Fee Estimator
Location
1400 Broadway, 16th Floor, New York, NY, 10018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas owns rental property since 2018, dedicating minimal time to it. He is also employed full-time as Chief Compliance Officer - Vice President of Flagstar Advisors, Inc.
Employment History
Current Registrations
Flagstar Securities, INC.
Flagstar Securities, INCBroker
Previous Registrations
Flagstar Advisors, INC.
Ark Global, LLCBroker
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Impactu.investments, LLCBroker
Consolidated Portfolio Review CORP
LPL Financial LLC
LPL Financial LLCBroker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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