John Pisapia is a registered investment advisor, based in Staten Island, NY, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
242 Main Street, Staten Island, NY, 10307
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Regulatory History (3)
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Regulatory
May 2002Final
Regulatory
September 2001Final
Customer Dispute
October 2000Settled
Other Business Activities
John has passive property ownership through CFS Holdings, which is not investment related.
Employment History
Current Registrations
U.S. Securities, Intl. CORP.Broker
January 2026 - Present · 9 mos
Chelsea Advisory Services, INC
May 2016 - Present · 10 yrs 5 mos
Chelsea Financial ServicesBroker
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
Royal Hutton Securities CORP.Broker
October 1996 - April 2001 · 4 yrs 6 mos
Toluca Pacific Securities CORP.Broker
September 1996 - October 1996 · 1 mo
Sovereign Equity Management CORP.Broker
June 1995 - July 1996 · 1 yr 1 mo
Joseph Roberts & CO., INC.Broker
March 1995 - June 1995 · 3 mos
Commonwealth AssociatesBroker
January 1994 - March 1995 · 1 yr 2 mos
Lehman Brothers INC.Broker
July 1993 - January 1994 · 6 mos
The Wellington Group, INC.Broker
May 1993 - June 1993 · 1 mo
State Registrations8 states
CAGANCNYOKPATXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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