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Jeffrey Smith

Morgan Stanley
33 Years of Experience
St. Petersburg, FL
1 DisclosureBroker
View SEC Summary
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Jeffrey Smith is a registered investment advisor at Morgan Stanley, based in St. Petersburg, FL, with 33 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

150 Second Avenue North, Suite 1400, St. Petersburg, FL, 33701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan StanleyBroker
October 2019 - Present · 7 yrs
Morgan Stanley
October 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2009 - October 2019 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - October 2019 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1998 - January 2009 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - January 2009 · 14 yrs 2 mos
Banc One Securities CorporationBroker
August 1994 - December 1994 · 4 mos
The Huntington Investment CompanyBroker
January 1994 - May 1994 · 4 mos
Metlife Securities INC.Broker
April 1993 - September 1993 · 5 mos
Metropolitan Life Insurance CompanyBroker
April 1993 - September 1993 · 5 mos
State Registrations39 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMIMNMOMTNCNDNHNJNMNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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