FG
FG

Fataneh Geransar

31 Years of Experience
Los Angeles, CA
2 DisclosuresBroker

Fataneh Geransar is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2049 Century Park E, Los Angeles, CA, 90067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2020
Denied
Customer Dispute
January 1999
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
May 2001 - October 2009 · 8 yrs 5 mos
Banc of America Investment Services, INC.Broker
April 2001 - October 2009 · 8 yrs 6 mos
Wm Financial Services, INC.Broker
May 2000 - April 2001 · 11 mos
Wells Fargo Securities INC.Broker
July 1995 - March 2000 · 4 yrs 8 mos
John Hancock Distributors, INC.Broker
July 1994 - March 1995 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1994 - March 1995 · 8 mos
Invest Financial CorporationBroker
October 1993 - July 1994 · 9 mos
State Registrations19 states
AZCACOCTDCDEHIIAIDMANJNVNYORTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fataneh Geransar - Financial Advisor | TrueAdvisor