ME
ME
Mark Elafros
14 Years of Experience
Westlake, TX
2 DisclosuresBroker
Mark Elafros is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 14 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2021Settled
Customer Dispute
June 2017Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2021 - Present · 5 yrs
Charles Schwab & CO., INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Brookstone Capital Management LLC
January 2020 - March 2021 · 1 yr 2 mos
American Trust Investment Services Advisory
November 2018 - April 2019 · 5 mos
American Trust Investment Services, INC.Broker
September 2018 - October 2019 · 1 yr 1 mo
American Trust Investment Services Advisory
September 2018 - September 2018 · 0 mos
Ausdal Financial Partners, INC.
March 2016 - September 2018 · 2 yrs 6 mos
Ausdal Financial Partners, INC.Broker
March 2016 - September 2018 · 2 yrs 6 mos
Madison Avenue Securities, LLC
July 2013 - March 2016 · 2 yrs 8 mos
Madison Avenue Securities, LLCBroker
June 2013 - March 2016 · 2 yrs 9 mos
Ronin Capital, LLCBroker
April 2011 - September 2012 · 1 yr 5 mos
TD Options LLCBroker
May 2004 - February 2005 · 9 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSLAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKORPRRISCSDTNTXUTVAVTVirgin IslandsWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.