ME
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Mark Elafros
15 Years of Experience
Westlake, TX
2 DisclosuresBroker
Mark Elafros is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 15 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2021Settled
Customer Dispute
June 2017Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2021 - Present · 5 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Brookstone Capital Management LLC
January 2020 - March 2021 · 1 yr 2 mos
American Trust Investment Services Advisory
November 2018 - April 2019 · 5 mos
American Trust Investment Services, INC.Broker
September 2018 - October 2019 · 1 yr 1 mo
American Trust Investment Services Advisory
September 2018 - September 2018 · 0 mos
Ausdal Financial Partners, INC.
March 2016 - September 2018 · 2 yrs 6 mos
Ausdal Financial Partners, INC.Broker
March 2016 - September 2018 · 2 yrs 6 mos
Madison Avenue Securities, LLC
July 2013 - March 2016 · 2 yrs 8 mos
Madison Avenue Securities, LLCBroker
June 2013 - March 2016 · 2 yrs 9 mos
Ronin Capital, LLCBroker
April 2011 - September 2012 · 1 yr 5 mos
TD Options LLCBroker
May 2004 - February 2005 · 9 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSLAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKORPRRISCSDTNTXUTVAVTVirgin IslandsWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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