PE
PE

Peter Emigh

32 Years of Experience
Indianapolis, IN
2 DisclosuresBrokerSells Insurance

Peter Emigh is a registered investment advisor at MML Investors Services, LLC, based in Indianapolis, IN, with 32 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

8888 Keystone Crossing, Suite 1600, Indianapolis, IN, 46240

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Settled
Customer Dispute
November 2002
Denied
Other Business ActivitiesSells Insurance

Peter is an agent for Jackson National fixed annuities since 2017, dedicating minimal time. He is also the owner of Argos Financial Group, Inc., working as a financial advisor full-time.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 4 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
May 2012 - January 2015 · 2 yrs 8 mos
New England SecuritiesBroker
May 2012 - January 2015 · 2 yrs 8 mos
Oneamerica Securities, INC.
February 2002 - May 2012 · 10 yrs 3 mos
Oneamerica Securities, INC.Broker
December 2001 - May 2012 · 10 yrs 5 mos
American United Life Insurance CompanyBroker
December 2001 - December 2001 · 0 mos
Walnut Street Securities, INC.Broker
October 1994 - December 2001 · 7 yrs 2 mos
Sun Investment Services CompanyBroker
April 1993 - October 1994 · 1 yr 6 mos
State Registrations15 states
AZCACOFLGAILINKSKYMIMNMOOHWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.