Shepard Fargotstein is a registered investment advisor at RBC Capital Markets, LLC, based in Memphis, TN, with 32 years of industry experience. Shepard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Memphis, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shepard is involved with the Memphis Civilian Law Enforcement Review Board and the Police Advisory Review Committee, both related to citizen complaints about the Memphis Police Department. He also serves as President of the Massey Pointe Homeowners Association, with a property management company handling financial transactions; these activities take minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.