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Michael Moultrie
32 Years of Experience
Cleveland, TN
1 DisclosureBroker
Michael Moultrie is a registered investment advisor at Cetera Investment Advisers LLC, based in Cleveland, TN, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
178 Paul Huff Pkwy, Cleveland, TN, 37312
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2023Settled
Other Business Activities
Michael is the 100% owner of Capstone America Group LLC, which rehabilitates doublewide trailers. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
May 2013 - Present · 13 yrs
Previous Registrations
Cetera Investment Services LLC
May 2013 - January 2014 · 8 mos
Bb&t Investment Services, INC.
November 2007 - May 2013 · 5 yrs 6 mos
Bb&t Investment Services, INC.Broker
November 2006 - May 2013 · 6 yrs 6 mos
Uvest Financial Services Group, INC.Broker
December 2002 - December 2006 · 4 yrs
Wall Street Financial Group, INC.Broker
January 2002 - January 2003 · 1 yr
M Holdings Securities, INC.Broker
April 2001 - February 2002 · 10 mos
Mutual Service CorporationBroker
January 1996 - April 2001 · 5 yrs 3 mos
Royal Alliance Associates, INC.Broker
May 1993 - January 1996 · 2 yrs 8 mos
State Registrations10 states
ALFLGAIAINNCOHSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.