MA
MA
Marcus Alley
18 Years of Experience
Cleveland, TN
1 DisclosureBroker
Marcus Alley is a registered investment advisor at Cetera Investment Advisers LLC, based in Cleveland, TN, with 18 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
Cleveland, TN
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2014Denied
Other Business Activities
Marcus is the secretary for Cleveland Masonic Lodge #134, a fraternal organization, dedicating minimal time. He also works full-time as an emergency/fire management consultant for the University of Tennessee - County Technical Advisory Services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
April 2012 - March 2024 · 11 yrs 11 mos
Edward Jones
March 2008 - April 2012 · 4 yrs 1 mo
Edward JonesBroker
January 2008 - April 2012 · 4 yrs 3 mos
State Registrations2 states
NCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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