Eric Gaddy
Eric Gaddy is a registered investment advisor at Alphastar Capital Management, based in Cornelius, NC, with 31 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 11,592 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alphastar Capital Management's fees for investment advisory services are a percentage of the assets managed. The maximum annual rate is 2.25%, but the specific rate is negotiated with each client. Fees are calculated based on the average daily market value of your investments and are billed at the end of each month or quarter. The firm may also charge an annual administrative fee of up to $50 per account.
Location
19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2018Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Eric is a managing member and insurance agent at Secure Retirement Store, LLC, selling annuities, life insurance, and long-term care insurance, dedicating about half of his time. He is also an author for Retire Early 365 LLC, spending minimal time on this activity.
Employment History
Current Registrations
Alphastar Capital Management
Previous Registrations
Shankland Financial Advisors, LLC
Integrated Financial Strategies, LLC
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
First Citizens Investor Services, INC.Broker
First Citizens Investor Services, INC.
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Uvest Investment ServicesBroker
Dean Witter Reynolds INC.Broker
Marion Bass Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.