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Thomas Ventura

22 Years of Experience
Daytona Beach, FL
1 DisclosureBroker

Thomas Ventura is a registered investment advisor at Thrivent Investment Management INC., based in Daytona Beach, FL, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

1301 Beville Road, Daytona Beach, FL, 32119

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2000
Closed-No Action
Other Business Activities

Thomas is the president of multiple real estate companies, including Cassandra Realty Inc and Ventura Real Estate Services LLC, managing both commercial and residential rental properties. He also collects payments from the sale of underlying assets for Accent Insurance Group LLC and Insurance Market Place LLC, dedicating minimal time to these activities.

Employment History
Current Registrations
Thrivent Investment Management INC.
May 2022 - Present · 4 yrs
Thrivent Investment Management INC.
January 2022 - Present · 4 yrs 4 mos
Thrivent Investment Management INC.Broker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Verity Investments, INC.Broker
April 2020 - November 2020 · 7 mos
Principal Securities, INC.
June 2015 - November 2016 · 1 yr 5 mos
Principal Securities, INC.Broker
May 2015 - November 2016 · 1 yr 6 mos
Cabot Lodge Securities LLCBroker
August 2013 - May 2015 · 1 yr 9 mos
Cl Wealth Management LLC
February 2013 - May 2015 · 2 yrs 3 mos
Allied Beacon Partners, INC.Broker
October 2012 - August 2013 · 10 mos
Princor Financial Services Corporation
June 2009 - October 2012 · 3 yrs 4 mos
Princor Financial Services CorporationBroker
February 2009 - October 2012 · 3 yrs 8 mos
Bright Trading, LLCBroker
June 2008 - March 2009 · 9 mos
Suntrust Investment Services, INC.Broker
May 2005 - June 2006 · 1 yr 1 mo
Suntrust Investment Services, INC.
May 2005 - June 2006 · 1 yr 1 mo
Assent LLCBroker
March 2003 - March 2004 · 1 yr
Andover Brokerage, L.L.C.Broker
January 2003 - March 2003 · 2 mos
First Montauk Securities CORP.Broker
July 2002 - January 2003 · 6 mos
Wachovia Securities Financial Network, INC.Broker
November 2001 - June 2002 · 7 mos
Salomon Smith Barney INC.Broker
January 2000 - November 2001 · 1 yr 10 mos
Dean Witter Reynolds INC.Broker
April 1996 - January 2000 · 3 yrs 9 mos
Investors Associates, INC.Broker
November 1995 - June 1996 · 7 mos
State Registrations8 states
CAFLGAMNNCNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Ventura - Financial Advisor | TrueAdvisor