TrueAdvisor
TrueAdvisor
SH
ChFC
SH
ChFC

Scott Halliwell

LPL Financial LLC
19 Years of Experience
Wexford, PA
Broker
View SEC Summary
View SEC Summary

Scott Halliwell is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Wexford, PA, with 19 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2000 Corporate Dr #350, Wexford, PA, 15090

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
LPL Financial LLC
February 2026 - Present · 8 mos
LPL Financial LLC
January 2026 - Present · 9 mos
LPL Financial LLCBroker
January 2026 - Present · 9 mos
Previous Registrations
USAA Financial Advisors, INC.Broker
February 2014 - June 2014 · 4 mos
USAA Financial Planning Services
February 2014 - April 2015 · 1 yr 2 mos
USAA Financial Planning Services
February 2009 - March 2012 · 3 yrs 1 mo
USAA Financial Advisors, INC.Broker
February 2009 - March 2012 · 3 yrs 1 mo
Charles Schwab & CO., INC.Broker
March 2006 - January 2009 · 2 yrs 10 mos
Charles Schwab & CO., INC.
March 2006 - January 2009 · 2 yrs 10 mos
Cco Investment Services CORP.
May 2003 - March 2006 · 2 yrs 10 mos
Cco Investment Services CORP.Broker
April 2003 - March 2006 · 2 yrs 11 mos
PNC Capital Markets, INC.Broker
June 2001 - April 2003 · 1 yr 10 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
March 2001 - June 2001 · 3 mos
American Express Financial Advisors INC.Broker
April 1999 - December 2000 · 1 yr 8 mos
Ids Life Insurance CompanyBroker
April 1999 - December 2000 · 1 yr 8 mos
Vestax Securities CorporationBroker
December 1997 - November 1998 · 11 mos
American Express Financial Advisors INC.Broker
April 1993 - October 1997 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
April 1993 - October 1997 · 4 yrs 6 mos
State Registrations6 states
MDMIOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wexford, PA →All financial advisors in Pennsylvania →
Scott Halliwell - Financial Advisor | TrueAdvisor