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Brian Rowley

29 Years of Experience
Clearwater, FL
Broker

Brian Rowley is a registered investment advisor at Raymond James & Associates, INC., based in Clearwater, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2536 Countryside Blvd 6th Floor, Suite 601, Clearwater, FL, 33763

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Brian referees soccer games for Largo United and Pinellas Soccer Officials Association. These activities take a few hours per week and about 10-20% of his time, respectively.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2014 - Present · 11 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2014 - Present · 11 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
August 2013 - July 2014 · 11 mos
UBS Financial Services INC.Broker
August 2013 - July 2014 · 11 mos
Raymond James & Associates, INC.
December 2004 - August 2013 · 8 yrs 8 mos
Raymond James & Associates, INC.Broker
April 1996 - August 2013 · 17 yrs 4 mos
State Registrations5 states
COFLGAOHUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.