Dana Baik
Dana Baik is a registered investment advisor at Cetera Investment Advisers LLC, based in Murrieta, CA, with 29 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Murrieta, CA
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Regulatory History (1)
Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Dana sells fixed insurance products, including life, health, disability, annuities, and long-term care, since 1993. She also owns rental properties through various entities and is a partner in Westgate Wealth Strategies and owner of Baik & Associates Wealth Management, spending about a quarter of her time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Jackson National Life Distributors LLCBroker
Metlife Investors Distribution CompanyBroker
Ing Financial Partners, INC.Broker
AXA Distributors, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.