SK
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Stephen Kerutis
32 Years of Experience
Loudon, TN
8 DisclosuresBroker
Stephen Kerutis is a registered investment advisor at Cetera Investment Advisers LLC, based in Loudon, TN, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Loudon, TN
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Regulatory History (8)
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Customer Dispute
August 2025Pending
Customer Dispute
December 2023Denied
Customer Dispute
December 2023Denied
Customer Dispute
July 2023Settled
Customer Dispute
August 2022Denied
Customer Dispute
June 2015Denied
Customer Dispute
May 2012Denied
Customer Dispute
July 2009Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
Cetera Advisors LLC
November 2023 - March 2024 · 4 mos
LPL Financial LLC
April 2021 - November 2023 · 2 yrs 7 mos
LPL Financial LLCBroker
April 2021 - November 2023 · 2 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - April 2021 · 2 mos
Truist Advisory Services, INC.
February 2021 - April 2021 · 2 mos
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
May 2016 - January 2018 · 1 yr 8 mos
Bb&t Investment Services, INC.Broker
May 2016 - January 2018 · 1 yr 8 mos
Cetera Advisors LLC
June 2015 - May 2016 · 11 mos
Cetera Advisors LLCBroker
June 2015 - May 2016 · 11 mos
Wells Fargo Advisors Financial Network, LLC
August 2009 - June 2015 · 5 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2009 - June 2015 · 5 yrs 11 mos
Edward JonesBroker
November 1993 - July 2009 · 15 yrs 8 mos
State Registrations5 states
FLGAKYSCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.