Mark Finke
Mark Finke is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in St. Louis, MO, with 32 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3660 S. Geyer Road, Suite 200, St. Louis, MO, 63127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a partner in MSMF Wealth Management and sells fixed insurance products, including life, disability, annuities, and long-term care, taking about half of his time. He is also involved with an insurance brokerage agency, employee benefits, a hockey endowment fund, and a hockey club, and co-authored a book on retirement.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
W. S. Griffith & CO., INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.