NM
CFP
NM
CFP

Nicholas Mengel

19 Years of Experience
St. Louis, MO
Broker

Nicholas Mengel is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in St. Louis, MO, with 19 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

3660 S. Geyer Road, Suite 200, St. Louis, MO, 63127

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas operates MSMF Wealth Management as a DBA for his investment practice through Cetera, dedicating about a quarter of his time to business-financial services, employee benefit sales, and paraplanning. He is also a member of the Legacy Pointe Homeowners Association, spending minimal time on HOA board duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2006 - Present · 19 yrs 10 mos
Cetera Financial Specialists LLCBroker
June 2006 - Present · 19 yrs 11 mos
State Registrations27 states
ALARAZCACOFLGAIDILINKSMAMDMIMNMONCNEOHORPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Mengel - Financial Advisor | TrueAdvisor