Daniel Gagnon
Daniel Gagnon is a ChFC-designated registered investment advisor at LPL Enterprise, LLC, based in Dover, NH, with 32 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
6 Dover Point Road, Suite B1, Dover, NH, 03820
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Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
August 2009Other Business ActivitiesSells Insurance
Daniel is a manager at IRIS Financial Group, LLC, selling fixed annuity and fixed insurance products and receiving trail commissions. This activity requires minimal time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
MML Investors Services, LLC
MML Investors Services, LLCBroker
Baystate Wealth Management
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Compulife Investor Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.