RP
RP

Randall Parks

32 Years of Experience
Oklahoma City, OK
1 DisclosureBroker

Randall Parks is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Oklahoma City, OK, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

211 N Robinson Ave, Oklahoma City, OK, 73102

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - Present · 21 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2005 - Present · 21 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
February 1999 - June 2005 · 6 yrs 4 mos
UBS Financial Services INC.Broker
January 1999 - June 2005 · 6 yrs 5 mos
Nationsbanc Investments, INC.Broker
May 1998 - December 1998 · 7 mos
Fsc Securities CorporationBroker
December 1995 - May 1998 · 2 yrs 5 mos
Financial Horizons Securities CorporationBroker
July 1994 - December 1995 · 1 yr 5 mos
Ffp Securities, INC.Broker
April 1993 - August 1994 · 1 yr 4 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.