William Bouma is a registered investment advisor at LPL Financial LLC, based in Battle Creek, MI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
220 East Roosevelt, Battle Creek, MI, 49017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates his LPL business through Omni Investment Services. This takes about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Old Kent Financial AdvisorsBroker
Abn Amro Financial Services, INC.Broker
Old Kent Financial AdvisorsBroker
Royal Alliance Associates, INC.Broker
Mariner Financial Services, INC.Broker
Andover Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.