Thomas Hines is a CFA-designated registered investment advisor at Thompson Capital Management, LLC, based in Crystal Lake, IL, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 86 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Management fees vary by strategy, ranging from 0.125% for Legacy Navigator to 2.00% for Hedged Disruptor. Most strategies charge 1.00%.
Fee Estimator
Location
Crystal Lake, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thompson Capital Management, LLC
Previous Registrations
Thompson Capital Management, LLC
Lowery Asset Consulting, LLC
Access Fund Management, LLC
Good Harbor Financial
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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