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Patricia Loris

LPL Financial LLC
24 Years of Experience
Crystal Lake, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Patricia Loris is a CFP-designated registered investment advisor at LPL Financial LLC, based in Crystal Lake, IL, with 24 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

390 E Congress Pkwy Ste 390-E, Crystal Lake, IL, 60014

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Patricia has multiple DBAs for her LPL business. She also spends minimal time on non-variable insurance activities.

Employment History
Current Registrations
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLC
May 2019 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Securities America, INC.Broker
December 2013 - June 2019 · 5 yrs 6 mos
Securities America Advisors, INC.
December 2013 - June 2019 · 5 yrs 6 mos
LPL Financial LLCBroker
October 2009 - December 2013 · 4 yrs 2 mos
LPL Financial LLC
October 2009 - December 2013 · 4 yrs 2 mos
Libertyville Financial Group, LTD.
October 2009 - January 2011 · 1 yr 3 mos
Securian Financial Services, INC.
November 2005 - October 2009 · 3 yrs 11 mos
Securian Financial Services, INC.Broker
November 2005 - October 2009 · 3 yrs 11 mos
Interactive Financial Advisors
February 2005 - November 2005 · 9 mos
Great American Advisors, INC.Broker
February 2005 - October 2005 · 8 mos
Pmg Asset Management INC
January 2005 - March 2005 · 2 mos
Pmg Securities CorporationBroker
June 2003 - February 2005 · 1 yr 8 mos
Pmg Securities Corporation
June 2003 - December 2004 · 1 yr 6 mos
American Express Financial Advisors INC.Broker
February 2002 - November 2002 · 9 mos
Ids Life Insurance CompanyBroker
February 2002 - November 2002 · 9 mos
State Registrations15 states
ARAZCOFLGAIAILMIMNMOMSOHTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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