Nikki Stevens is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2017 - March 2021 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - March 2021 · 7 yrs
Morgan StanleyBroker
December 2010 - March 2014 · 3 yrs 3 mos
Morgan Stanley Smith BarneyBroker
December 2009 - February 2010 · 2 mos
Hfp Capital Markets LLCBroker
July 2009 - December 2009 · 5 mos
UBS Financial Services INC.Broker
June 2005 - January 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
March 1997 - March 2005 · 8 yrs
State Registrations49 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.