Richard Gow is a registered investment advisor, based in Pompano Beach, FL, with 20 years of industry experience.
Location
Pompano Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the Managing Member of Life Plan Retirement Partners, LLC, marketing wealth management, financial planning, and insurance services. He is also a Life Settlement and Long-Term Care Insurance agent, an owner of Compound Planning, and an agent for United American Insurance Company, dedicating minimal time to the latter.
Employment History
Current Registrations
Peak Brokerage Services, LLCBroker
Compound Planning, INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
Dempsey Lord Smith, LLC
Claraphi Advisory Network, LLC
Portsmouth-Smartlife Financial Group, LLC
Dempsey Lord Smith, LLCBroker
Xml Financial Group
Lara, May & Associates, LLCBroker
Lara, May & Associates, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
PFS Investments INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.