Dempsey Lord Smith (DLS) offers investment management on a discretionary or non-discretionary basis, using model portfolios or third-party asset managers. DLS also provides financial planning and consulting services covering retirement, estate, education, and insurance planning. DLS's services are tailored to the client's needs and objectives.
Assets Under Management$580M
Clients2,731
Advisors37
Avg. per Client$210K
Avg. per Advisor$16M
Fee Structure
Minimum Investment:$10K
Dempsey Lord Smith offers several ways to manage your investments:
- Portfolio Management: DLS manages your investments directly, buying and selling securities as they see fit.
- Model Portfolio Management: DLS uses pre-built investment models (Growth & Income, Income, ETF/Mutual Fund) to manage your portfolio.
- Wealth Management Platform: DLS uses third-party asset managers through the Fidelity Managed Account Solutions Program or DLS's own wrap fee program.
- Advisor Referral Program: DLS refers you to a third-party asset manager.
The maximum annual fee for portfolio management is 2.50% (2.00% in Alabama). The specific fee is negotiable. DLS receives a portion of the fee collected by third-party asset managers.
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Location
37 Advisors at this firm
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