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Eric Vegh

32 Years of Experience
Louisville, KY
2 DisclosuresBroker

Eric Vegh is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Louisville, KY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

4803 Olympia Park Plaza, 4th Floor, Suite 4000, Louisville, KY, 40241

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History

Regulatory History (2)
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Customer Dispute
February 2009
Settled
Customer Dispute
October 2006
Closed-No Action
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLCBroker
April 2009 - October 2019 · 10 yrs 6 mos
J.J.B. Hilliard, W.L. Lyons, LLC
April 2009 - October 2019 · 10 yrs 6 mos
Wachovia Securities, LLC
April 2005 - April 2009 · 4 yrs
Wachovia Securities, LLCBroker
July 2003 - April 2009 · 5 yrs 9 mos
Prudential Securities IncorporatedBroker
May 1993 - July 2003 · 10 yrs 2 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.