Joseph Jackson
Joseph Jackson is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (7)
Customer Dispute
September 2025Customer Dispute
August 2025Customer Dispute
May 2024Customer Dispute
March 2024Customer Dispute
August 2023Customer Dispute
October 2022Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Joseph owns Highland Financial Management and Cape Fear Securities, Inc., both investment consulting businesses. He also sells fixed annuities, life insurance, long-term care, and disability insurance, co-owns Carwash Laserclean, LLC, owns J & M Properties for real estate rentals, and owns CFS Insurance Partners, LLC.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Cape Fear Securities, INC.
Cape Fear Securities, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Centura Securities, INC.Broker
Uvest Investment ServicesBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.