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Troy Hill

27 Years of Experience
Raleigh, NC
2 DisclosuresBroker

Troy Hill is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 27 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
105 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B

Fee Structure

Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Settled
Customer Dispute
March 2009
Denied
Other Business Activities

Troy has 100% ownership with his spouse of Sooner Ventures, LLC, a residential real estate leasing business. His wife runs the business, and Troy spends minimal time on it.

Employment History
Current Registrations
Capital Investment Advisory Services, LLC
March 2022 - Present · 4 yrs 4 mos
Capital Investment Group, INC.
March 2022 - Present · 4 yrs 4 mos
Capital Investment Group, INC.Broker
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2004 - March 2022 · 17 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
April 2004 - March 2022 · 17 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2002 - March 2004 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - March 2004 · 5 yrs 10 mos
State Registrations11 states
ALFLINMSNCNJNYOKPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Troy Hill - Financial Advisor | TrueAdvisor