Joseph Wesley
Joseph Wesley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Richmond, IN, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
901 S A St, Richmond, IN, 47374-5521
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Regulatory History (1)
Regulatory
September 2021Other Business Activities
Joseph has business ownership interests in an entity at 901 S A St, Richmond, IN since 2011. This activity is not investment-related and takes a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Thurston Springer Advisors
Thurston Springer FinancialBroker
Thurston Springer Financial
Noyes Advisors LLC
David A. Noyes & CompanyBroker
David A. Noyes & Company
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Natcity Investments, INC.Broker
Raffensperger, Hughes & CO., INC.Broker
Raffensperger, Hughes & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.