Donald Bates
Donald Bates is a registered investment advisor at Ameriprise Financial Services, LLC, based in Richmond, IN, with 30 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
901 S A St, Richmond, IN, 47374-5521
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2017Other Business Activities
Donald owns commercial real estate since 2021 and another business since 2011. He also serves as Board Chairman for Bates and is employed by Beech Grove Independent Nazarene Church, dedicating a few hours per week to each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Thurston Springer Advisors
Thurston Springer FinancialBroker
Thurston Springer Financial
Noyes Advisors LLC
David A. Noyes & Company
David A. Noyes & CompanyBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Pruco Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.