RN
RN

Rhett Neuman

32 Years of Experience
Stillwater, MN
1 DisclosureBroker

Rhett Neuman is a registered investment advisor at RBC Capital Markets, LLC, based in Stillwater, MN, with 32 years of industry experience. Rhett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

350 N. Main Street, Suite 106, Stillwater, MN, 55082-7055

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History

Regulatory History (1)
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Customer Dispute
December 2003
Closed-No Action
Other Business Activities

Rhett is a partner in Fish N Ships, LLC, which holds investment property. He helps his son with decisions related to fixing up or renting the property before selling, dedicating minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
January 2009 - Present · 17 yrs 4 mos
RBC Capital Markets, LLC
January 2009 - Present · 17 yrs 4 mos
RBC Capital Markets, LLC
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
November 2002 - January 2009 · 6 yrs 2 mos
Wachovia Securities, INC.
October 2002 - October 2002 · 0 mos
Wachovia Securities, LLCBroker
July 2000 - January 2009 · 8 yrs 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
November 1996 - August 2000 · 3 yrs 9 mos
Investment Centers of America, INC.Broker
June 1993 - November 1996 · 3 yrs 5 mos
State Registrations30 states
AKALARAZCACODEFLIAILINKSMDMIMNMOMTNCNDNENHNVNYOHOKSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.