MK
MK

Mark Kranz

30 Years of Experience
Stillwater, MN
1 DisclosureBroker

Mark Kranz is a registered investment advisor at RBC Capital Markets, LLC, based in Stillwater, MN, with 30 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

350 N. Main Street, Suite 106, Stillwater, MN, 55082-7055

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Settled
Other Business Activities

Mark serves on the board of directors for the Courage Kenny Foundation, a non-profit organization, providing general oversight. This requires minimal time and is not investment-related.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
October 2008 - Present · 17 yrs 9 mos
RBC Capital Markets, LLC
October 2008 - Present · 17 yrs 9 mos
RBC Capital Markets, LLC
October 2008 - Present · 17 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - October 2008 · 2 yrs 2 mos
Piper Jaffray & CO.Broker
January 1996 - August 2006 · 10 yrs 7 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Kranz - Financial Advisor | TrueAdvisor