HF
HF

Hugh Fisher

33 Years of Experience
Lafayette, LA
3 DisclosuresBroker

Hugh Fisher is a registered investment advisor at Morgan Stanley, based in Lafayette, LA, with 33 years of industry experience. Hugh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

400 East Kaliste Saloom Road, Suite 1200, Lafayette, LA, 70508

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
July 2000
Closed-No Action
Other Business Activities

Hugh is involved in several real estate ventures. He is a sole proprietor/owner of Fisher Land Company and Rental Property, and a partner in Mayberry Grove One LLC, dedicating minimal time to each.

Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs 5 mos
Morgan StanleyBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
September 2007 - May 2021 · 13 yrs 8 mos
UBS Financial Services INC.Broker
July 2007 - May 2021 · 13 yrs 10 mos
Citigroup Global Markets INC.Broker
July 1993 - August 2007 · 14 yrs 1 mo
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
State Registrations27 states
ALARCACOCTDCFLGAIDILINKYLAMAMDMEMSNHNJNVOHOKSCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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