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CFP
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CFP

David Stockton

Steward Partners Investment Advisory, LLC
33 Years of Experience
Lake Oswego, OR
Broker
View SEC Summary
View SEC Summary

David Stockton is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Lake Oswego, OR, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
478 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4949 Meadows Road, Suite 400, Lake Oswego, OR, 97035

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
May 2023 - Present · 3 yrs 5 mos
Steward Partners Investment Solutions, LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Steward Partners Investment Solutions, LLC
February 2009 - July 2024 · 15 yrs 5 mos
Citigroup Global Markets INC.
January 2000 - March 2009 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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