TN
TN

Tinh Nguyen

31 Years of Experience
Lake Oswego, OR
1 DisclosureBroker

Tinh Nguyen is a registered investment advisor at Steward Partners Investment Advisory, LLC, based in Lake Oswego, OR, with 31 years of industry experience. Tinh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
478 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4949 Meadows Road, Suite 400, Lake Oswego, OR, 97035

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Settled
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
May 2023 - Present · 3 yrs 5 mos
Steward Partners Investment Solutions, LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Steward Partners Investment Solutions, LLC
February 2009 - July 2024 · 15 yrs 5 mos
Citigroup Global Markets INC.
April 2003 - March 2009 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1995 - March 2009 · 13 yrs 8 mos
State Registrations29 states
AKAZCACOCTFLGAHIIDMAMDMEMINCNHNJNVNYOKORPARITXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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