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Daniel Avan

Wells Fargo Advisors
33 Years of Experience
Carlsbad, CA
1 DisclosureBroker
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Daniel Avan is a registered investment advisor at Wells Fargo Advisors, based in Carlsbad, CA, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5800 Armada Dr Ste 300, Carlsbad, CA, 92008

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel is a trustee for a family trust since 2021. This activity is investment-related and takes about 10-20% of his time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2015 - Present · 11 yrs 7 mos
Wells Fargo Advisors
March 2015 - Present · 11 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley
June 2009 - April 2015 · 5 yrs 10 mos
Morgan Stanley & CO. Incorporated
February 2008 - June 2009 · 1 yr 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Citigroup Global Markets INC.
April 2001 - March 2008 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
September 2000 - March 2008 · 7 yrs 6 mos
Painewebber IncorporatedBroker
May 1997 - September 2000 · 3 yrs 4 mos
Dean Witter Reynolds INC.Broker
May 1993 - May 1997 · 4 yrs
State Registrations39 states
AKALAZCACOCTDCFLGAIAIDILKSMAMDMEMIMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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