AC
CFP
AC
CFP
Ambrose Chan is a CFP-designated registered investment advisor, based in Fort Lee, NJ, with 32 years of industry experience.
Location
2125 Center Avenue, Ste. 203, Fort Lee, NJ, 07024
Get directionsHistory
Regulatory History (1)
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Regulatory
July 1993Final
Other Business ActivitiesSells Insurance
Ambrose is an advisory representative of a registered investment advisor, spending about half his time on this and about a quarter of his time trading. He is also an insurance agent since 1993, dedicating minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2014 - Present · 11 yrs 11 mos
Cambridge Investment Research Advisors, INC.
August 2014 - Present · 11 yrs 11 mos
Previous Registrations
Ac Financial Advisory Group, LLC
July 2009 - February 2014 · 4 yrs 7 mos
Saxony Capital Management, LLC
April 2003 - August 2014 · 11 yrs 4 mos
Saxony Securities, INC.Broker
January 2003 - August 2014 · 11 yrs 7 mos
Royal Alliance Associates, INC.
March 1995 - December 2002 · 7 yrs 9 mos
Royal Alliance Associates, INC.Broker
July 1994 - December 2002 · 8 yrs 5 mos
Fsc Securities CorporationBroker
June 1993 - June 1994 · 1 yr
State Registrations11 states
CACTFLGANCNJNVNYOHORVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.