John Baek is a CFP-designated registered investment advisor, based in Fort Lee, NJ, with 27 years of industry experience.
Location
222 Bruce Reynolds Blvd #440, Fort Lee, NJ, 07024
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Regulatory History (2)
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Customer Dispute
November 2002Settled
Employment Separation After Allegations
October 2002Other Business Activities
John is the managing member of John Baek Financial Service LLC. This activity takes nearly all of his time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
March 2009 - November 2020 · 11 yrs 8 mos
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
February 2007 - January 2009 · 1 yr 11 mos
Ffp Securities, INC.Broker
February 2007 - May 2008 · 1 yr 3 mos
Cadaret, Grant & CO., INC.Broker
February 2003 - February 2007 · 4 yrs
MML Investors Services, INC.Broker
October 1998 - December 2002 · 4 yrs 2 mos
State Registrations9 states
CADEFLMAMNNCNJNYVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.