Brian Woods
Brian Woods is a registered investment advisor at LPL Financial LLC, based in Henderson, NV, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Henderson, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian has been involved with non-variable insurance through Brian M Woods Financial Services since 1991. He also uses Brian M Woods Financial Services as a DBA for his LPL business and B&B Woods Group, Inc. as a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
The Capital Advisory Group Advisory Services, LLC
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Advantage Capital CorporationBroker
Fortis Investors, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.