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Dennis Sappington

Morgan Stanley
32 Years of Experience
Chesterfield, MO
1 DisclosureBroker
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Dennis Sappington is a registered investment advisor at Morgan Stanley, based in Chesterfield, MO, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

14805 North Outer forty Road Suite 200, Chesterfield, MO, 63017

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History

Regulatory History (1)
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Customer Dispute
September 2004
Closed-No Action
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Other Business Activities

Dennis is a partner or owner in several businesses, including DRG LLC (agriculture), Hunting/CRP ground (property), Sappington Properties LLC (recreation, agriculture), Sappington/Connor Properties LLC (agriculture), and All Hands on DEKK LLC (boat chartering). These activities take about a quarter of Dennis's time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
September 2014 - Present · 11 yrs 8 mos
Morgan Stanley
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
June 2005 - September 2014 · 9 yrs 3 mos
Wells Fargo Advisors, LLC
June 2005 - September 2014 · 9 yrs 3 mos
Morgan Stanley
May 2002 - June 2005 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
January 2002 - June 2005 · 3 yrs 5 mos
UBS Painewebber INC.Broker
March 1999 - January 2002 · 2 yrs 10 mos
Prudential Securities IncorporatedBroker
May 1997 - April 1999 · 1 yr 11 mos
Dean Witter Reynolds INC.Broker
June 1993 - June 1997 · 4 yrs
State Registrations37 states
ALARAZCACOCTFLGAIAILINKSKYMAMEMIMNMOMSMTNCNENJNVNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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