John Laskey is a ChFC-designated registered investment advisor at Spc, based in Sarasota, FL, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
Sarasota, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2003Customer Dispute
January 1997Judgment / Lien
April 1992Other Business ActivitiesSells Insurance
John provides financial services and sells various lines of insurance through multiple insurance companies. He is also a licensed life and health insurance agent, writing non-variable life, term life insurance, and LTC insurance policies.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Pruco Securities CorporationBroker
Quest Capital Strategies, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.